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Securities regulation in a nutshell / Thomas Lee Hazen.

Por: Series Nutshell seriesEditor: St. Paul, MN : West Academic Publishing, [2021]Edición: Twelfth editionDescripción: xxxvii, 425 pages ; 19 cmTipo de contenido:
  • text
Tipo de medio:
  • unmediated
Tipo de soporte:
  • volume
ISBN:
  • 9781642423983
Otro título:
  • Securities regulation [Titulo de lomo]
Tema(s): Género/Forma: Clasificación LoC:
  • KF 1440 .H39 2021
Contenidos:
The 1933 Act's regulation of public offerings -- Introduction to the 1934 Act's regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
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Libro Biblioteca de Derecho Mons. Fremiot Torres Oliver Colección General biblioteca derecho KF 1440 .H39 2021 (Navegar estantería(Abre debajo)) Disponible 70000000905678
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Descripciones mejoradas de Syndetics:

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.

Includes index.

The 1933 Act's regulation of public offerings -- Introduction to the 1934 Act's regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.

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