Vista normal Vista MARC Vista ISBD

Hazen, Thomas Lee, 1947-

Securities regulation in a nutshell / Securities regulation Thomas Lee Hazen. - Twelfth edition. - xxxvii, 425 pages ; 19 cm. - Nutshell series .

Includes index.

The 1933 Act's regulation of public offerings -- Introduction to the 1934 Act's regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.

ISBN: 9781642423983

LCCN: 2021427646

Subjects--Topical Terms:
Securities--United States.

Index Terms--Genre/Form:
Study guides.

LC Class. No.: KF 1440 / .H39 2021