000 01289cam a2200325 i 4500
001 22753473
003 OSt
005 20240304115215.0
008 220816s2021 mnu 001 0 eng
010 _a 2021427646
020 _a9781642423983
_q(pbk.)
040 _aPUCPR
_beng
_erda
_cDLC
049 _acicg
050 0 0 _aKF 1440
_b.H39 2021
100 1 _aHazen, Thomas Lee,
_d1947-
_eauthor.
245 1 0 _aSecurities regulation in a nutshell /
_cThomas Lee Hazen.
246 1 8 _aSecurities regulation
250 _aTwelfth edition.
264 1 _aSt. Paul, MN :
_bWest Academic Publishing,
_c[2021]
300 _axxxvii, 425 pages ;
_c19 cm.
336 _atext
_btxt
_2rdacontent
337 _aunmediated
_bn
_2rdamedia
338 _avolume
_bnc
_2rdacarrier
490 0 _aNutshell series
500 _aIncludes index.
505 0 _aThe 1933 Act's regulation of public offerings -- Introduction to the 1934 Act's regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
650 0 _aSecurities
_zUnited States.
655 7 _aStudy guides.
_2lcgft
942 _c6
_2lcc
999 _c301360
_d301360