000 01620nam a2200385 i 4500
999 _c279119
_d279119
001 on1083644044
003 OCoLC
005 20190227080212.0
006 m o d f
007 cr |||||||||||
008 190130s2016 dcu ob f000 0 eng c
040 _aPUCPR
_beng
_erda
_epn
_cGPO
_dMvI
043 _an-us---
074 _a0904-A-04 (online)
086 0 _aSE 1.42:533
099 _aSE 1.42:533
245 0 0 _aOffice of Compliance Inspections and Examinations' management of investment adviser examination coverage goals.
264 1 _a[Washington, D.C.] :
_bU.S. Securities and Exchange Commission, Office of the Inspector General, Office of Audits,
_c2016.
300 _a1 online resource (iv, 25 pages).
336 _btxt
337 _bc
_2rdamedia
338 _bcr
_2rdacarrier
490 1 _aReport ;
_vno. 533
500 _a"March 10, 2016."
500 _aIncludes tables.
500 _aCRDP Program record.
504 _aIncludes bibliographical references.
588 _aDescription based on online resource; title from PDF cover (SEC website, viewed January 30, 2019).
710 1 _aUnited States.
_bSecurities and Exchange Commission.
_bOffice of Audits,
830 0 _aReport (United States. Securities and Exchange Commission. Office of Audits) ;
_vno. 533.
856 4 0 _uhttps://purl.fdlp.gov/GPO/gpo115431
610 1 0 _aUnited States.
_bSecurities and Exchange Commission.
_bOffice of Compliance Inspections and Examinations
_xAuditing.
650 0 _aInvestment advisors
_zUnited States
_xManagement
_xAuditing.
942 _2sudocs
_c8