000 01788nam a2200409 i 4500
999 _c279081
_d279081
001 on1083261196
003 OCoLC
005 20190226140554.0
006 m o d f
007 cr |||||||||||
008 190124s2015 dcua ob f000 0 eng c
040 _aPUCPR
_beng
_erda
_epn
_cGPO
_dMvI
042 _apcc
043 _an-us---
074 _a0904-A-04 (online)
086 0 _aSE 1.42:531
099 _aSE 1.42:531
245 0 0 _aImprovements needed in the Division of Enforcement's oversight of fund administrators /
_cU.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits.
264 1 _a[Washington, D.C.] :
_bU.S. Securities and Exchange Commission, Office of the Inspector General, Office of Audits,
_c2015.
300 _a1 online resource (iii, 27 pages) :
_billustrations.
336 _btxt
337 _bc
_2rdamedia
338 _bcr
_2rdacarrier
490 1 _aReport ;
_vno. 531
500 _a"September 30, 2015."
500 _aIncludes tables.
500 _aCRDP Program record.
504 _aIncludes bibliographic references.
588 _aDescription based on online resource; title from PDF cover (SEC website, viewed January 24, 2019).
710 1 _aUnited States.
_bSecurities and Exchange Commission.
_bOffice of Audits,
830 0 _aReport (United States. Securities and Exchange Commission. Office of Audits) ;
_vno. 531.
856 4 0 _uhttps://purl.fdlp.gov/GPO/gpo115214
610 1 0 _aUnited States.
_bSecurities and Exchange Commission
_xAuditing.
610 1 0 _aUnited States.
_bSecurities and Exchange Commission.
_bDivision of Enforcement
_xAppropriations and expenditures
_xManagement.
650 0 _aExpenditures, Public
_xManagement.
942 _2sudocs
_c8