| 000 | 01974nam a2200409 i 4500 | ||
|---|---|---|---|
| 999 |
_c268199 _d268199 |
||
| 001 | on1012611813 | ||
| 003 | BD | ||
| 005 | 20180130104937.0 | ||
| 006 | m o d f | ||
| 007 | cr bn||||a|||| | ||
| 008 | 171122s2017 dcu o f000 0 eng c | ||
| 040 |
_aPUCPR _beng _erda _epn _cGPO _dGPO _dMvI |
||
| 042 | _apcc | ||
| 049 | _aOnline | ||
| 074 | _a0904-A-04 (online) | ||
| 086 | 0 | _aSE 1.42:446-B | |
| 099 | _aSE 1.42:446-B | ||
| 110 | 1 |
_aUnited States. _bSecurities and Exchange Commission. _bOffice of Audits, _eauthor. |
|
| 245 | 1 | 0 | _aSEC's oversight of Bear Stearns and related entities, Broker-Dealer Risk Assessment Program. |
| 246 | 3 | _aSecurities and Exchange Commission's oversight of Bear Stearns and related entities, broker-dealer risk assessment program | |
| 264 | 1 |
_aWashington, D.C. : _bU.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, _c2008. |
|
| 300 | _a1 online resource (viii, 36 pages) | ||
| 336 |
_atext _btxt _2rdacontent |
||
| 337 |
_acomputer _bc _2rdamedia |
||
| 338 |
_aonline resource _bcr _2rdacarrier |
||
| 500 | _a"Report no. 446-B." | ||
| 500 | _a"September 25, 2008." | ||
| 500 | _a"Sections of this report have been redacted to delete information that SEC believes is non-public and confidential." | ||
| 500 | _aCRDP Program record. | ||
| 588 | _aDescription based on online resource; title from PDF title page (SEC, viewed Nov. 22, 2017). | ||
| 610 | 2 | 0 | _aBroker-Dealer Risk Assessment Program (U.S.) |
| 610 | 1 | 0 |
_aUnited States. _bSecurities and Exchange Commission _xEvaluation. |
| 610 | 2 | 0 | _aBear, Stearns & Co. |
| 650 | 0 |
_aFinance companies _zUnited States _xManagement. |
|
| 650 | 0 | _aInvestment banking. | |
| 650 | 0 |
_aFinancial services industry _zUnited States. |
|
| 776 | 0 | 8 |
_iPrint version: _aUnited States. Securities and Exchange Commission. Office of Audits. _tSEC's oversight of Bear Stearns and related entities, Broker-Dealer Risk Assessment Program _w(OCoLC)263921658 |
| 856 | 4 | 0 | _uhttps://purl.fdlp.gov/GPO/gpo86714 |
| 942 |
_2sudocs _c8 |
||