000 01974nam a2200409 i 4500
999 _c268199
_d268199
001 on1012611813
003 BD
005 20180130104937.0
006 m o d f
007 cr bn||||a||||
008 171122s2017 dcu o f000 0 eng c
040 _aPUCPR
_beng
_erda
_epn
_cGPO
_dGPO
_dMvI
042 _apcc
049 _aOnline
074 _a0904-A-04 (online)
086 0 _aSE 1.42:446-B
099 _aSE 1.42:446-B
110 1 _aUnited States.
_bSecurities and Exchange Commission.
_bOffice of Audits,
_eauthor.
245 1 0 _aSEC's oversight of Bear Stearns and related entities, Broker-Dealer Risk Assessment Program.
246 3 _aSecurities and Exchange Commission's oversight of Bear Stearns and related entities, broker-dealer risk assessment program
264 1 _aWashington, D.C. :
_bU.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits,
_c2008.
300 _a1 online resource (viii, 36 pages)
336 _atext
_btxt
_2rdacontent
337 _acomputer
_bc
_2rdamedia
338 _aonline resource
_bcr
_2rdacarrier
500 _a"Report no. 446-B."
500 _a"September 25, 2008."
500 _a"Sections of this report have been redacted to delete information that SEC believes is non-public and confidential."
500 _aCRDP Program record.
588 _aDescription based on online resource; title from PDF title page (SEC, viewed Nov. 22, 2017).
610 2 0 _aBroker-Dealer Risk Assessment Program (U.S.)
610 1 0 _aUnited States.
_bSecurities and Exchange Commission
_xEvaluation.
610 2 0 _aBear, Stearns & Co.
650 0 _aFinance companies
_zUnited States
_xManagement.
650 0 _aInvestment banking.
650 0 _aFinancial services industry
_zUnited States.
776 0 8 _iPrint version:
_aUnited States. Securities and Exchange Commission. Office of Audits.
_tSEC's oversight of Bear Stearns and related entities, Broker-Dealer Risk Assessment Program
_w(OCoLC)263921658
856 4 0 _uhttps://purl.fdlp.gov/GPO/gpo86714
942 _2sudocs
_c8