000			01971nam a2200397Ia 4500
001			306010
003			OCoLC
005			20160527185236.0
008			110722s2011 nyu b 001 0 eng
010			_a2011030916
020			_a9781454810162 (alk. paper: v.1)
020			_a1454810165 (alk. paper: v.1)
020			_a9781454810179 (alk. paper: v.2)
020			_a1454810173 (alk. paper: v.2)
020			_a9781454801993 (alk. paper: set)
020			_a1454801999 (alk. paper: set)
035			_a(OCoLC)742306027
040			_aPUCPR
049			_acicg
050	0	0	_aKF 1439 _b.L68 2011
082	0	0	_a346.73/0922 _223
100	1		_aLoss, Louis. _9128108 _2Local
245	1	0	_aFundamentals of securities regulation _cLouis Loss, Joel Seligman, Troy Paredes.
246	3	0	_aSecurities regulation
250			_a6th ed.
260			_aNew York _bWolters Kluwer Law & Business _cc2011.
263			_a1110
300			_a2 v. (xxxviii, 2244 p.) _c24 cm.
500			_aAt head of title: Aspen Publishers.
504			_aIncludes bibliographical references and index.
505	0		_av.1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the bankruptcy code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets. -- v.2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.
650		0	_aSecurities _zUnited States. _9167355 _2Local
650		0	_aCorporations. _xFinance _xLaw and legislation _zUnited States. _980975 _2Local
700	1		_aSeligman, Joel. _9167748 _2Local
700	1		_aParedes, Troy. _9261779 _2Local
999			_c224410 _d224410