000			01637nam a2200289Ia 4500
001			303557
003			OCoLC
005			20160527184520.0
008			101111s2011 nyu 001 0 eng c
020			_a9781599417455 (pbk. : alk. paper)
020			_a1599417456 (pbk. : alk. paper)
035			_a(OCoLC)680527166
040			_aPUCPR
049			_acicg
050		4	_aKF 1440 _b.S64 2011
100	1		_aSoderquist, Larry D. _9172138 _2Local
245	1	0	_aSecurities law _cby Larry D. Soderquist, Theresa A. Gabaldon.
250			_a4th ed.
260			_aNew York, NY _bThomson Reuters/Foundation Press _cc2011.
300			_axiii, 216 p. _c24 cm.
490	1		_aConcepts and insights series _979228 _2Local
500			_aIncludes index.
505	0		_aWhat is a security -- World of securities law -- Business context of securities law -- What can be done during Securities Act registration -- How securities are registered under the Securities Act -- Exemptions from the registration requirements -- Resales by security holders -- Liability for violation of the Securities Act -- Commission's general exemptive authority and registration and reporting under the Exchange Act -- Proxy regulation -- Tender offers -- Fraud and related issues under Rule 10b-5 and the Sarbanes-Oxley Act -- Liability for trading profits under Section 16(b) and the Sarbanes-Oxley Act -- Exchange Act regulation of the securities business -- International aspects of securities law.
650		0	_aSecurities _zUnited States. _9167355 _2Local
700	1		_aGabaldon, Theresa A. _d1954- _9226192 _2Local
830		0	_aConcepts and insights series
999			_c222225 _d222225