000			04587nam a2200349Ia 4500
001			297185
003			OCoLC
005			20160527203342.0
007			he bmb---bbca
008			070703s2007 ilu bb 001 0 eng d
020			_a9781590319154 (pbk.)
020			_a159031915X (pbk.)
035			_a(OCoLC)466461094
040			_aPUCPR
049			_acicg
050	1	4	_aKF 1416 _b.I573 2007
082	0	0	_a345.73/0268 _222
245	0	0	_aInternal corporate investigations _cBarry F. McNeil and Brad D. Brian, editors.
250			_a3rd ed.
260			_aChicago, Ill. _bSection of Litigation, American Bar Association _cc2007.
300			_axviii, 526 p. _c23 cm.
504			_aIncludes bibliographical references and index.
505	0	0	_gChapter 1 _tOverview: Initiating an Internal Investigation and Assembling the Investigative Team _g1 -- _gA _tThe Sarbanes-Oxley Act of 2002 and Its Aftermath _g3 -- _gB _tThe McNulty Memo of 2007: Cooperation, Waiver and Indemnification _g5 -- _gII _tDifferent Types of Internal Investigations _g6 -- _gIII _tThe Initial Meeting _g7 -- _gA _tThe Starting Point: Identifying the Client and Deciding Whether to Conduct an Investigation _g7 -- _gB _tDefining the Scope of Internal Investigation _g9 -- _gC _tApplying the Attorney-Client Privilege and Work-Product Doctrine _g10 -- _gD _tAssembling the Investigative Team _g11 -- _gE _tAgreeing to Lines of Reporting and Supervision _g12 -- _gF _tAnticipating What Can Go Wrong _g13 -- _gIV _tPreliminary Steps to Prepare for Government Investigations _g14 -- _gChapter 2 _tImplications of the Attorney-Client Privilege and Work-Product Doctrine _g17 -- _gII _tAttorney-Client Privilege _g19 -- _gA _tDefinition of the Attorney-Client Privilege _g19 -- _gB _tElements of Attorney-Client Privilege _g21 -- _gC _tPractical Problems of Employee Interviews _g36 -- _gIII _tWork Product Protection _g44 -- _gA _tWork-Product Doctrine Defined _g44 -- _gB _tFactual Versus Opinion Work Product _g46 -- _gC _tElements of the Work-Product Doctrine _g47 -- _gD _tOvercoming the Qualified Immunity _g56 -- _gE _tProtection of a Lawyer's Mental Impressions _g57 -- _gIV _tOvercoming the Attorney-Client Privilege and Work-Product Doctrine _g60 -- _gA _tWaiver _g60 -- _gB _tThe Crime/Fraud Exception _g78 -- _gC _tShareholder Litigation _g82 -- _gV _tEffect of the Sarbanes-Oxley Act and Recent Securities Exchange Commission and Department of Justice Policies on the Attorney-Client Privilege _g86 -- _gChapter 3 _tThe Witness Interview Process _g93 -- _gII _tPreparing for Witness Interviews _g95 -- _gA _tInitial Concerns _g95 -- _gB _tKey Principles _g98 -- _gC _tBefore the Interview _g100 -- _gIII _tConducting the Interview _g102 -- _gA _tMechanics _g102 -- _gB _tWarnings to Witnesses and the Attorney-Client Privilege _g103
505	8	0	_gC _tConducting the Interview _g107 -- _gIV _tMaking a Record of the Interview _g108 -- _gA _tSarbanes-Oxley and the Responsibilities of Counsel _g111 -- _gB _tObstruction of Justice _g112 -- _gC _tOther Typical Problems That Arise during Witness Interviews _g114 -- _gChapter 4 _tPerjury and Obstruction of Justice _g117 -- _gII _tPerjury and Subornation of Perjury _g118 -- _gA _tPerjury Under [section] 1621: Essential Elements _g119 -- _gB _tBurden of Proof and the Two Witness Rule _g121 -- _gC _tTrue Answers and Ambiguous Questions _g122 -- _gD _tPerjury Under [section] 1623: Differences _g124 -- _gE _tSubornation of Perjury _g126 -- _gIII _tObstruction of Justice _g130 -- _gA _tFalse Statements _g131 -- _gB _tWitness Tampering _g135 -- _gC _tDocument Destruction _g140 -- _gChapter 5 _tGathering and Organizing Relevant Documents: An Essential Task in Any Investigation _g147 -- _gII _tOrganization and Planning _g150 -- _gA _tInitial Dialogue with Management _g150 -- _gB _tDocument Retention and Preservation _g152 -- _gC _tThe Investigating Team _g152 -- _gD _tInitial On-Site Inspection _g153 -- _gIII _tDocument Gathering _g153 -- _gA _tEnsuring Comprehensiveness _g153 -- _gB _tEnsuring Integrity and Control _g154 -- _gC _tElectronic Document Gathering _g155 -- _gIV _tDocument Processing _g156 -- _gB _tNumbering _g157 -- _gC _tCopies _g157 -- _gE _tIndexing and Coding _g159.
533			_aMicrofiche. _b[Buffalo, NY] _cW.S. Hein Co. _d[1993- ]. _emicrofiche : negative ; 11 x 15 cm. _nAmerican Bar Association archive publications.
650		0	_aCorporation law _zUnited States _xCriminal provisions. _980964 _2Local
650		0	_aGovernmental investigations _zUnited States. _9104841 _2Local
700	1		_aMcNeil, Barry F. _d1944- _9252294 _2Local
700	1		_aBrian, Brad D. _d1952- _9204555 _2Local
710	2		_aAmerican Bar Association. _bSection of Litigation. _952025 _2Local
730	0		_aAmerican Bar Association archive publications.
999			_c216307 _d216307