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Fundamentals of securities regulation Louis Loss, Joel Seligman, Troy Paredes.
Detalles de publicación: New York Wolters Kluwer Law & Business c2011.Edición: 6th edDescripción: 2 v. (xxxviii, 2244 p.) 24 cmISBN:- 9781454810162 (alk. paper: v.1)
- 1454810165 (alk. paper: v.1)
- 9781454810179 (alk. paper: v.2)
- 1454810173 (alk. paper: v.2)
- 9781454801993 (alk. paper: set)
- 1454801999 (alk. paper: set)
- Securities regulation
- 346.73/0922 23
- KF 1439 .L68 2011
Contenidos:
v.1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the bankruptcy code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets. -- v.2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.
| Imagen de cubierta | Tipo de ítem | Biblioteca actual | Biblioteca de origen | Colección | Ubicación en estantería | Signatura topográfica | Materiales especificados | Info Vol | URL | Copia número | Estado | Notas | Fecha de vencimiento | Código de barras | Reserva de ítems | Prioridad de la cola de reserva de ejemplar | Reservas para cursos | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Libro | Biblioteca de Derecho Mons. Fremiot Torres Oliver Colección General biblioteca derecho | KF 1439 .L68 2011 (Navegar estantería(Abre debajo)) | 1 | v. 1 | Disponible | 70000000891710 | ||||||||||||
| Libro | Biblioteca de Derecho Mons. Fremiot Torres Oliver Colección General biblioteca derecho | KF 1439 .L68 2011 (Navegar estantería(Abre debajo)) | 2 | v. 2 | Disponible | 70000000891711 |
Total de reservas: 0
At head of title: Aspen Publishers.
Includes bibliographical references and index.
v.1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the bankruptcy code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets. -- v.2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.