Securities law by Larry D. Soderquist, Theresa A. Gabaldon.
Series Concepts and insights seriesDetalles de publicación: New York, NY Thomson Reuters/Foundation Press c2011.Edición: 4th edDescripción: xiii, 216 p. 24 cmISBN:- 9781599417455 (pbk. : alk. paper)
- 1599417456 (pbk. : alk. paper)
- KF 1440 .S64 2011
| Imagen de cubierta | Tipo de ítem | Biblioteca actual | Biblioteca de origen | Colección | Ubicación en estantería | Signatura topográfica | Materiales especificados | Info Vol | URL | Copia número | Estado | Notas | Fecha de vencimiento | Código de barras | Reserva de ítems | Prioridad de la cola de reserva de ejemplar | Reservas para cursos | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Libro | Biblioteca de Derecho Mons. Fremiot Torres Oliver Colección General biblioteca derecho | KF 1440 .S64 2011 (Navegar estantería(Abre debajo)) | Disponible | 70000000890075 |
Descripciones mejoradas de Syndetics:
Professors Soderquist and Gabaldon have authored a text that is concise, painless, well-organized and that provides a solid understanding of the basic securities laws, retaining the familiar user-friendly format while offering expanded coverage of issues raised by the use of the Internet. One object of this text is to get a student on tract and keep him or her there. Another is to help in reviewing material and preparing for examinations. The authors define what a security is and examine the world of securities law. The book explains how securities are registered under the Securities Act and identifies exemptions from the requirements. Addresses resales, liability for violations, reporting, proxy regulation, and tender offers. Reviews Rule 10b-5 and short-swing trading. Also addresses international aspects of securities law. This book takes pains to make securities law more accessible to all students.
Includes index.
What is a security -- World of securities law -- Business context of securities law -- What can be done during Securities Act registration -- How securities are registered under the Securities Act -- Exemptions from the registration requirements -- Resales by security holders -- Liability for violation of the Securities Act -- Commission's general exemptive authority and registration and reporting under the Exchange Act -- Proxy regulation -- Tender offers -- Fraud and related issues under Rule 10b-5 and the Sarbanes-Oxley Act -- Liability for trading profits under Section 16(b) and the Sarbanes-Oxley Act -- Exchange Act regulation of the securities business -- International aspects of securities law.