Results of search for '(su:"Securities fraud.")'

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Avoiding insider trading liability by Jonathan Eisenberg. por

Eisenberg, Jonathan

Detalles de publicación: New York, NY (11 Penn Plaza, New York 10001) M. Bender 1986

Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (1)Signatura topográfica: KF 1414.A1 B87 vol. S1.

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Securities fraud & commodities fraud Alan R. Bromberg, Lewis D. Lowenfels. por

Detalles de publicación: Colorado Springs Shepard's 1979-

Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (7)Signatura topográfica: KF 1070 B782 1979, ...

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Fraud and fiduciary duty under the federal securities laws ALI-ABA course of study materials cosponsored by the Securities Law Committee of the Federal Bar Association. por

Detalles de publicación: Philadelphia, Pa. (4025 Chestnut St., Philadelphia 19104) American Law Institute-American Bar Association Committee on Continuing Professional Education c1982

Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (2)Signatura topográfica: KF 9369 .Z9 F747 1982, ...

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Survey of securities class actions and derivative suits American Bar Association, Litigation Section, Securities Litigation Committee, Subcommittee, Subcommittee on Class Actions and Derivative Suits. por

American Bar Association

Detalles de publicación: Chicago, Ill. American Bar Association 1995

Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (1)Signatura topográfica: KF 1439 .S97 1993.

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Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi Scheme Securities and Exchange Commission. por

United States Securities and Exchange Commission. Office of Investigations

Edición: Public version

Detalles de publicación: [Washington, DC] U.S. Securities and Exchange Commission, Office of Investigations [U.S. G.P.O., Supt. of Docs., distributor] 2009

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Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (1)Signatura topográfica: SE 1.2:M 26.

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Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015. por

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment [author.]

Series United States. S. hrg ; 114-163.Editor: Washington : U.S. Government Publishing Office, 2016

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Federal Securities Act : hearing, 73d Congress, 1st session, on H.R. 4314, to provide for furnishing of information and supervision of traffic in investment securities in interstate commerce, Mar. 31-Apr. 5, 1933. por

United States. Congress. House. Committee on Interstate and Foreign Commerce

Detalles de publicación: [Washington, D.C.], 1933

Disponibilidad: No hay ítems disponibles.

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Action needed to better protect investors from fraud or purchasing privately placed securities. por

United States. General Accounting Office

Detalles de publicación: [Washington, D.C., 1980.]

Disponibilidad: No hay ítems disponibles.

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United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment [author.]

Series United States. S. hrg ; 114-163.Editor: Washington : U.S. Government Publishing Office, 2016

Disponibilidad: No hay ítems disponibles.

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Review of the commission's processes for selecting investment advisers and investment companies for examination. por

United States. Securities and Exchange Commission. Office of Audits [author.]

Detalles de publicación: Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2009

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Review and analysis of OCIE examinations of Bernard L. Madoff Investment Securities, LLC. por

United States. Securities and Exchange Commission. Office of Audits [author.]

Detalles de publicación: Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2009

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Review and analysis of Office of Compliance Inspections and Examinations of Bernard L. Madoff Investment Securities, LLC.

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Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office). por

United States. Congress. House. Committee on Financial Services

Series United States. Report ; 115-891.Editor: [Washington, D.C.] : [U.S. Government Publishing Office], [2018]

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Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (2)Signatura topográfica: Y 1.1/8:115-891, ...

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Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office). por

United States. Congress. House. Committee on Financial Services

Series United States. Report ; 115-891.Editor: [Washington, D.C.] : [U.S. Government Publishing Office], [2018]

Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (1)Signatura topográfica: Y 1.1/8:115-891.

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Oversight of the SEC's Division of Enforcement : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, May 16, 2018. por

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment

Editor: Washington : U.S. Government Publishing Office, 2018

Otro título:

Oversight of the Securities and Exchange Commission's Division of Enforcement
Oversight of the U.S. Securities and Exchange Commission Division of Enforcement
Oversight of the United States Securities and Exchange Commission Division of Enforcement

Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (1)Signatura topográfica: Y 4.F 49/20:115-91.

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Insider Trading Prohibition Act : report together with minority views (to accompany H.R. 2534) (including cost estimate of the Congressional Budget Office). por

United States. Congress. House. Committee on Financial Services

Series United States. Report ; 116-219.Editor: [Washington, D.C.] : [U.S. Government Publishing Office], [2019]

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Disponibilidad: Ítems disponibles para préstamo: Biblioteca de Derecho Mons. Fremiot Torres Oliver (1)Signatura topográfica: Y 1.1/8:116-219.

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