TY  - BOOK
AU  - Hazen,Thomas Lee
TI  - Securities regulation in a nutshell
T2  - Nutshell series
SN  - 9781642423983
AV  - KF 1440 .H39 2021
PY  - 2021///]
CY  - St. Paul, MN
PB  - West Academic Publishing
KW  - Securities
KW  - United States
KW  - Study guides
KW  - lcgft
N1  - Includes index; The 1933 Act's regulation of public offerings -- Introduction to the 1934 Act's regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation
ER  -