Securities regulation in a nutshell Securities regulation Hazen, Thomas Lee 1947- creator author. text Study guides. mnu 2021 Twelfth edition. monographic eng
print
xxxvii, 425 pages ; 19 cm. The 1933 Act's regulation of public offerings -- Introduction to the 1934 Act's regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation. Thomas Lee Hazen. Includes index. Securities United States KF 1440 .H39 2021 Nutshell series 9781642423983 2021427646 PUCPR 220816 20240304115215.0 22753473 eng