01289cam a2200325 i 4500 22753473 OSt 20240304115215.0 220816s2021 mnu 001 0 eng 2021427646 9781642423983 (pbk.) PUCPR eng rda DLC cicg KF 1440 .H39 2021 Hazen, Thomas Lee, 1947- author. Securities regulation in a nutshell / Thomas Lee Hazen. Securities regulation Twelfth edition. St. Paul, MN : West Academic Publishing, [2021] xxxvii, 425 pages ; 19 cm. text txt rdacontent unmediated n rdamedia volume nc rdacarrier Nutshell series Includes index. The 1933 Act's regulation of public offerings -- Introduction to the 1934 Act's regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation. Securities United States. Study guides. lcgft 6 lcc 301360 301360 0 0 lcc 0 0 7 7 4 2023-12-21 West Academic 58.00 0 KF 1440 .H39 2021 70000000905678 2024-03-04 11:53:49 2024-03-04 6