Hazen, Thomas Lee,  1947- <br/><br/>
Securities regulation in a nutshell  / 
 Securities regulation 
Thomas Lee Hazen. 
 - Twelfth edition. 
 - xxxvii, 425 pages ;  19 cm. 
 - Nutshell series .
<br/><br/> Includes index. 
<br/><br/>The 1933 Act's regulation of public offerings -- Introduction to the 1934 Act's regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation. 
<br/><br/><label>ISBN: </label>9781642423983 
<br/><br/><label>LCCN: </label>2021427646 
<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--United States.
<br/><br/><label>Index Terms--Genre/Form: </label><br/>Study guides.
<br/><br/><label>LC Class. No.: </label>KF 1440  / .H39 2021