The SEC's best interest proposal for advice given by broker-dealers /
Securities and Exchange Commission's best interest proposal for advice given by broker-dealers
Gary Shorter.
- [Library of Congress public edition].
- 1 online resource.
- Report / Congressional Research Service ; IF11073 .
- CRS report ; IF11073. .
The CRS report home page provides access to all versions published since 2018 in accordance with P.L. 115-141. GPO Cataloging Record Distribution Program (CRDP).
Report includes bibliographical references.
2020231697
United States. Securities and Exchange Commission.
Securities--United States. Stock exchanges--United States. Stockbrokers--United States.