TY - BOOK ED - United States. TI - Oversight of the status of the Consolidated Audit Trail: hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on examining the efforts to implement the Consolidated Audit Trail and to review elements of the CAT national market system plan necessary to the market regulatory function, October 22, 2019 T2 - S. hrg. AV - KF26 .B39 2019q PY - 2020/// CY - Washington PB - U.S. Government Publishing Office KW - FINRA CAT KW - Customer services KW - Data processing KW - United States KW - Securities and Exchange Commission KW - Securities KW - State supervision KW - Databases KW - Database security KW - Government policy KW - Legislative hearings KW - lcgft N1 - Access ID (govinfo): CHRG-116shrg39415; GPO Cataloging Record Distribution Program (CRDP); Includes bibliographical references; Hearing witnesses: Shelly Bohlin, President and COO, FINRA CAT LLC, Financial Industry Regulatory Authority; Judy McDonald, Chair, CAT NMS Plan Advisory Committee; Michael J. Simon, Chairman, CAT NMS Plan Operating Committee; Date of hearing: 2019-10-22 UR - https://purl.fdlp.gov/GPO/gpo132373 ER -