02462nam a2200493 i 4500 292144 292144 on1141736859 OCoLC 20200508165857.0 m o d f cr mn||||||||| 200224s2020 dcu ob f000 0 eng c 39-415 PUCPR eng rda pn GPO GPO MvI pcc n-us--- 1035-E (online) Y 4.B 22/3:S.HRG.116-113 Y 4.B 22/3:S.HRG.116-113 United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, Oversight of the status of the Consolidated Audit Trail : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on examining the efforts to implement the Consolidated Audit Trail and to review elements of the CAT national market system plan necessary to the market regulatory function, October 22, 2019. Washington : U.S. Government Publishing Office, 2020. 1 online resource (iii, 89 pages). txt c rdamedia cr rdacarrier S. hrg. ; 116-113 Access ID (govinfo): CHRG-116shrg39415. GPO Cataloging Record Distribution Program (CRDP). Includes bibliographical references. Hearing witnesses: Shelly Bohlin, President and COO, FINRA CAT LLC, Financial Industry Regulatory Authority; Judy McDonald, Chair, CAT NMS Plan Advisory Committee; Michael J. Simon, Chairman, CAT NMS Plan Operating Committee. Date of hearing: 2019-10-22. Description based on online resource; title from PDF title page (govinfo, viewed Feb. 19, 2020). United States. Congress. Senate. S. hrg. ; 116-113. https://purl.fdlp.gov/GPO/gpo132373 KF26 .B39 2019q FINRA CAT Customer services. FINRA CAT Data processing. United States. Securities and Exchange Commission Data processing. Securities State supervision United States Databases. Securities Data processing State supervision United States. Database security Government policy United States. Legislative hearings. lcgft sudocs 8 0 0 sudocs 0 Y_4B_223SHRG116113 0 422837 7 7 55 2020-05-08 0 Y 4.B 22/3:S.HRG.116-113 Y 4.B 22/I (GPO) NTE 2020-05-08 00:00:00 2020-05-08 8