Oversight of the status of the Consolidated Audit Trail  :  hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on examining the efforts to implement the Consolidated Audit Trail and to review elements of the CAT national market system plan necessary to the market regulatory function, October 22, 2019. 

 - 1 online resource (iii, 89 pages). 
 - S. hrg. ;  116-113 .
 - United States.  Congress.  Senate.  S. hrg. ;  116-113. .
<br/><br/> Access ID (govinfo): CHRG-116shrg39415.  GPO Cataloging Record Distribution Program (CRDP). 
<br/><br/>Includes bibliographical references. 
<br/><br/>Hearing witnesses: Shelly Bohlin, President and COO, FINRA CAT LLC, Financial Industry Regulatory Authority; Judy McDonald, Chair, CAT NMS Plan Advisory Committee; Michael J. Simon, Chairman, CAT NMS Plan Operating Committee. 
<br/><br/> Date of hearing: 2019-10-22. 
<br/><br/><label>Standard No.: </label>39-415 
<br/><br/><label>Subjects--Corporate Names: </label><br/>FINRA CAT--Customer services.<br/>FINRA CAT--Data processing.<br/>United States. Securities and Exchange Commission --Data processing.
<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--State supervision--Databases.--United States<br/>Securities--Data processing--State supervision--United States.<br/>Database security--Government policy--United States.
<br/><br/><label>Index Terms--Genre/Form: </label><br/>Legislative hearings.
<br/><br/><label>LC Class. No.: </label>KF26  / .B39 2019q 
<br/><br/><label>GPO Item No.: </label>1035-E (online) 
<br/><br/><label>Gov. Doc. Class. No.: </label>Y 4.B 22/3:S.HRG.116-113