02417nam a2200421 i 4500001001300000003000600013005001700019007001400036008004100050040003000091042000800121043001200129074001600141086002300157088008800180110013400268245026600402246008200668246008500750246009400835264006000929300005300989336000801042337001601050338001901066500002501085500003601110500002501146504004101171533010401212776021301316776021401529050002201743610008201765650005601847650005901903655003301962on1091051592OCoLC20190514120817.0he bmb024bbca190401s2018    dcuac   bb   f000 0 eng c  aPUCPRbengerdacGPOdMvI  apcc  an-us---  a1013-D (MF)0 aY 4.F 49/20:115-91  aSerial no. 115-91 (United States. Congress. House. Committee on Financial Services)1 aUnited States.bCongress.bHouse.bCommittee on Financial Services.bSubcommittee on Capital Markets, Securities, and Investment,10aOversight of the SEC's Division of Enforcement :bhearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, May 16, 2018.3 aOversight of the Securities and Exchange Commission's Division of Enforcement33aOversight of the U.S. Securities and Exchange Commission Division of Enforcement33aOversight of the United States Securities and Exchange Commission Division of Enforcement 1aWashington :bU.S. Government Publishing Office,c2018.  av, 58 pages :billustrations, portraits ;c24 cm  btxt  bh2rdamedia  bhe2rdacarrier  a"Serial no. 115-91."  aShipping list no.: 2019-0061-M.  aCRDP Program record.  aIncludes bibliographical references.  aMicrofiche.b[Washington, D.C.] :cU.S. Government Printing Office,d[2018]emicrofiche : negative.08iPrint version:aUnited States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment.tOversight of the SEC's Division of Enforcementw(OCoLC)106243933108iOnline version:aUnited States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment.tOversight of the SEC's Division of Enforcementw(OCoLC)1062465475 4aKF27b.B516 2018c10aUnited States.bSecurities and Exchange Commission.bDivision of Enforcement. 0aSecurities fraudxGovernment policyzUnited States. 0aSecurities industryxGovernment policyzUnited States. 7aLegislative hearings.2lcgft