Audit of the Office of Compliance Inspections and Examinations' investment adviser examination completion process.
- 1 online resource (ii, 17 pages).
- Report ; no. 541 .
- Report (United States. Securities and Exchange Commission. Office of Audits) ; no. 541. .
"July 21, 2017." CRDP Program record.
Includes bibliographical references.
United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations --Auditing.
Investment advisors--Examinations--Auditing.--United States
0904-A-04 (online)
SE 1.42:541