SEC's oversight of Bear Stearns and related entities, Broker-Dealer Risk Assessment Program. Securities and Exchange Commission's oversight of Bear Stearns and related entities, broker-dealer risk assessment program - 1 online resource (viii, 36 pages)

"Report no. 446-B." "September 25, 2008." "Sections of this report have been redacted to delete information that SEC believes is non-public and confidential." CRDP Program record.


Broker-Dealer Risk Assessment Program (U.S.)
United States. Securities and Exchange Commission --Evaluation.
Bear, Stearns & Co.


Finance companies--Management.--United States
Investment banking.
Financial services industry--United States.

0904-A-04 (online)

SE 1.42:446-B