02699nam a2200433 i 4500001001300000003000600013005001700019007001400036008004100050040002800091042000800119043001200127050002300139074001600162086002900178099002900207110015500236245053700391264006000928300002800988336002601016337002701042338003101069490002301100500003601123500010801159500002501267504004101292533010701333610006001440650004901500650005901549650005201608655003301660776025501693776023801948810006002186999001902246on1000614200OCoLC20170911111918.0he bmb024bbca170815s2016    dcu     bb   f000 0 eng c  aGPObengerdacGPOdMvI  apcc  an-us---14aKF26b.B3956 2015d  a1035-D (MF)0 aY 4.B 22/3:S.HRG.114-163  aY 4.B 22/3:S.HRG.114-1631 aUnited States.bCongress.bSenate.bCommittee on Banking, Housing, and Urban Affairs.bSubcommittee on Securities, Insurance, and Investment,eauthor.10aOversight of the Securities Investor Protection Corporation :bhearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015. 1aWashington :bU.S. Government Publishing Office,c2016.  aiii, 81 pages ;c24 cm.  atextbtxt2rdacontent  amicroformbh2rdamedia  amicrofichebhe2rdacarrier1 aS. hrg. ;v114-163  aShipping list no.: 2017-0048-M.  aPaper version available for sale by the Superintendent of Documents, U.S. Government Publishing Office.  aCRDP Program record.  aIncludes bibliographical references.  aMicrofiche.b[Washington, D.C.] :cU.S. Government Printing Office,d[2017]e2 microfiches : negative.20aSecurities Investor Protection CorporationxManagement. 0aSecurities fraudzUnited StatesxPrevention. 0aInvestment advisorsxGovernment policyzUnited States. 0aStockbrokersxGovernment policyzUnited States. 7aLegislative hearings.2lcgft08iPrint version:aUnited States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.tOversight of the Securities Investor Protection Corporationw(DLC) 2017380470w(OCoLC)97102139608iOnline version:aUnited States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.tOversight of the Securities Investor Protection Corporationw(OCoLC)9682277681 aUnited States.bCongress.bSenate.tS. hrg. ;v114-163.  c266393d266393