<?xml version="1.0" encoding="UTF-8"?>
<record
    xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
    xsi:schemaLocation="http://www.loc.gov/MARC21/slim http://www.loc.gov/standards/marcxml/schema/MARC21slim.xsd"
    xmlns="http://www.loc.gov/MARC21/slim">

  <leader>01385nai a2200385 i 4500</leader>
  <controlfield tag="001">ocn991617863</controlfield>
  <controlfield tag="003">OCoLC</controlfield>
  <controlfield tag="005">20170725111339.0</controlfield>
  <controlfield tag="006">m     o  d f      </controlfield>
  <controlfield tag="007">cr |||||||||||</controlfield>
  <controlfield tag="008">170626c19969999wau x w ow   f0    2eng c</controlfield>
  <datafield tag="010" ind1=" " ind2=" ">
    <subfield code="a">2017230493</subfield>
  </datafield>
  <datafield tag="040" ind1=" " ind2=" ">
    <subfield code="a">GPO</subfield>
    <subfield code="b">eng</subfield>
    <subfield code="e">rda</subfield>
    <subfield code="e">pn</subfield>
    <subfield code="c">GPO</subfield>
    <subfield code="d">MvI</subfield>
  </datafield>
  <datafield tag="042" ind1=" " ind2=" ">
    <subfield code="a">pcc</subfield>
  </datafield>
  <datafield tag="043" ind1=" " ind2=" ">
    <subfield code="a">n-us---</subfield>
  </datafield>
  <datafield tag="074" ind1=" " ind2=" ">
    <subfield code="a">0904 (online)</subfield>
  </datafield>
  <datafield tag="086" ind1="0" ind2=" ">
    <subfield code="a">SE 1.2:OP 3/</subfield>
  </datafield>
  <datafield tag="099" ind1=" " ind2=" ">
    <subfield code="a">SE 1.2:OP 3/</subfield>
  </datafield>
  <datafield tag="110" ind1="1" ind2=" ">
    <subfield code="a">United States.</subfield>
    <subfield code="b">Securities and Exchange Commission,</subfield>
    <subfield code="e">compiler.</subfield>
  </datafield>
  <datafield tag="245" ind1="1" ind2="0">
    <subfield code="a">Commission opinions and adjudicatory orders.</subfield>
  </datafield>
  <datafield tag="264" ind1=" " ind2="1">
    <subfield code="a">Washington, D.C. :</subfield>
    <subfield code="b">U.S. Securities and Exchange Commission</subfield>
  </datafield>
  <datafield tag="300" ind1=" " ind2=" ">
    <subfield code="a">1 online resource</subfield>
  </datafield>
  <datafield tag="336" ind1=" " ind2=" ">
    <subfield code="a">text</subfield>
    <subfield code="b">txt</subfield>
    <subfield code="2">rdacontent</subfield>
  </datafield>
  <datafield tag="337" ind1=" " ind2=" ">
    <subfield code="a">computer</subfield>
    <subfield code="b">c</subfield>
    <subfield code="2">rdamedia</subfield>
  </datafield>
  <datafield tag="338" ind1=" " ind2=" ">
    <subfield code="a">online resource</subfield>
    <subfield code="b">cr</subfield>
    <subfield code="2">rdacarrier</subfield>
  </datafield>
  <datafield tag="362" ind1="1" ind2=" ">
    <subfield code="a">Began with: 1996.</subfield>
  </datafield>
  <datafield tag="588" ind1=" " ind2=" ">
    <subfield code="a">Description based on: version modified June 20, 2017; title from resource home page (viewed June 26, 2017).</subfield>
  </datafield>
  <datafield tag="500" ind1=" " ind2=" ">
    <subfield code="a">CRDP Program record.</subfield>
  </datafield>
  <datafield tag="610" ind1="1" ind2="0">
    <subfield code="a">United States.</subfield>
    <subfield code="t">Securities Exchange Act of 1934.</subfield>
  </datafield>
  <datafield tag="650" ind1=" " ind2="0">
    <subfield code="a">Securities</subfield>
    <subfield code="z">United States</subfield>
    <subfield code="v">Cases.</subfield>
  </datafield>
  <datafield tag="650" ind1=" " ind2="0">
    <subfield code="a">Investment banking</subfield>
    <subfield code="z">United States</subfield>
    <subfield code="v">Cases.</subfield>
  </datafield>
  <datafield tag="650" ind1=" " ind2="0">
    <subfield code="a">Stock exchanges</subfield>
    <subfield code="x">Law and legislation</subfield>
    <subfield code="z">United States</subfield>
    <subfield code="v">Cases.</subfield>
  </datafield>
  <datafield tag="650" ind1=" " ind2="0">
    <subfield code="a">Administrative remedies</subfield>
    <subfield code="z">United States.</subfield>
  </datafield>
  <datafield tag="655" ind1=" " ind2="7">
    <subfield code="a">Administrative decisions.</subfield>
    <subfield code="2">lcgft</subfield>
  </datafield>
  <datafield tag="856" ind1="4" ind2="0">
    <subfield code="u">http://purl.fdlp.gov/GPO/gpo82102</subfield>
  </datafield>
  <datafield tag="999" ind1=" " ind2=" ">
    <subfield code="c">260860</subfield>
    <subfield code="d">260860</subfield>
  </datafield>
</record>
