TY  - BOOK
AU  - Loss,Louis
AU  - Seligman,Joel
AU  - Paredes,Troy
TI  - Fundamentals of securities regulation
SN  - 9781454810162 (alk. paper: v.1)
AV  - KF 1439 .L68 2011
U1  - 346.73/0922 23
PY  - 2011///
CY  - New York
PB  - Wolters Kluwer Law & Business
KW  - Securities
KW  - United States
KW  - Local
KW  - Corporations
KW  - Finance
KW  - Law and legislation
N1  - At head of title: Aspen Publishers; Includes bibliographical references and index; v.1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the bankruptcy code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets. -- v.2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization
ER  -