Loss, Louis. creator Seligman, Joel. Paredes, Troy. text bibliography nyu New York Wolters Kluwer Law & Business c2011 2011 6th ed. monographic eng

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2 v. (xxxviii, 2244 p.) 24 cm. v.1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the bankruptcy code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets. -- v.2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization. Louis Loss, Joel Seligman, Troy Paredes. At head of title: Aspen Publishers. Includes bibliographical references and index. Securities United States Corporations Finance Law and legislation United States KF 1439 .L68 2011 346.73/0922 9781454810162 (alk. paper: v.1) 1454810165 (alk. paper: v.1) 9781454810179 (alk. paper: v.2) 1454810173 (alk. paper: v.2) 9781454801993 (alk. paper: set) 1454801999 (alk. paper: set) 2011030916 PUCPR 110722 20160527185236.0 306010