01971nam a2200397Ia 4500 306010 OCoLC 20160527185236.0 110722s2011 nyu b 001 0 eng 2011030916 9781454810162 (alk. paper: v.1) 1454810165 (alk. paper: v.1) 9781454810179 (alk. paper: v.2) 1454810173 (alk. paper: v.2) 9781454801993 (alk. paper: set) 1454801999 (alk. paper: set) (OCoLC)742306027 PUCPR cicg KF 1439 .L68 2011 346.73/0922 23 Loss, Louis. 128108 Local Fundamentals of securities regulation Louis Loss, Joel Seligman, Troy Paredes. Securities regulation 6th ed. New York Wolters Kluwer Law & Business c2011. 1110 2 v. (xxxviii, 2244 p.) 24 cm. At head of title: Aspen Publishers. Includes bibliographical references and index. v.1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the bankruptcy code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets. -- v.2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization. Securities United States. 167355 Local Corporations. Finance Law and legislation United States. 80975 Local Seligman, Joel. 167748 Local Paredes, Troy. 261779 Local 224410 224410 0 0 lc 0 KF_1439_000000000000000__L68_2011 0 cil 79741 7 7 4 2016-05-27 Wolters Kluwer 193.50 2 489171 0 KF 1439 .L68 2011 70000000891711 2016-05-27 00:00:00 v. 2 r:306010 6 0 0 lc 0 KF_1439_000000000000000__L68_2011 0 cil 79745 7 7 4 2016-05-27 Wolters Kluwer 193.50 1 489170 0 KF 1439 .L68 2011 70000000891710 2016-05-27 00:00:00 v. 1 r:306010 6