TY  - BOOK
AU  - Soderquist,Larry D.
AU  - Gabaldon,Theresa A.
TI  - Securities law
T2  - Concepts and insights series
SN  - 9781599417455 (pbk. : alk. paper)
AV  - KF 1440 .S64 2011
PY  - 2011///
CY  - New York, NY
PB  - Thomson Reuters/Foundation Press
KW  - Securities
KW  - United States
KW  - Local
N1  - Includes index; What is a security -- World of securities law -- Business context of securities law -- What can be done during Securities Act registration -- How securities are registered under the Securities Act -- Exemptions from the registration requirements -- Resales by security holders -- Liability for violation of the Securities Act -- Commission's general exemptive authority and registration and reporting under the Exchange Act -- Proxy regulation -- Tender offers -- Fraud and related issues under Rule 10b-5 and the Sarbanes-Oxley Act -- Liability for trading profits under Section 16(b) and the Sarbanes-Oxley Act -- Exchange Act regulation of the securities business -- International aspects of securities law
ER  -