01542nam a2200265Ia 4500001000700000003000600007005001700013008004100030020003800071020003500109035002100144040001000165050002300175100003200198245006500230250001200295260005900307300002500366490004000391500002000431505071500451650003801166700003901204830003301243303557OCoLC20160527184520.0101111s2011    nyu           001 0 eng c  a9781599417455 (pbk. : alk. paper)  a1599417456 (pbk. : alk. paper)  a(OCoLC)680527166  aPUCPR 4aKF 1440b.S64 20111 aSoderquist, Larry D.2Local10aSecurities lawcby Larry D. Soderquist, Theresa A. Gabaldon.  a4th ed.  aNew York, NYbThomson Reuters/Foundation Presscc2011.  axiii, 216 p.c24 cm.1 aConcepts and insights series2Local  aIncludes index.0 aWhat is a security -- World of securities law -- Business context of securities law -- What can be done during Securities Act registration -- How securities are registered under the Securities Act -- Exemptions from the registration requirements -- Resales by security holders -- Liability for violation of the Securities Act -- Commission's general exemptive authority and registration and reporting under the Exchange Act -- Proxy regulation -- Tender offers -- Fraud and related issues under Rule 10b-5 and the Sarbanes-Oxley Act -- Liability for trading profits under Section 16(b) and the Sarbanes-Oxley Act -- Exchange Act regulation of the securities business -- International aspects of securities law. 0aSecuritieszUnited States.2Local1 aGabaldon, Theresa A.d1954-2Local 0aConcepts and insights series