Soderquist, Larry D. <br/><br/>
Securities law 
by Larry D. Soderquist, Theresa A. Gabaldon. 
 - 4th ed. 
 - New York, NY  Thomson Reuters/Foundation Press  c2011. 
 - xiii, 216 p.  24 cm. 
 - Concepts and insights series .
 - Concepts and insights series .
<br/><br/> Includes index. 
<br/><br/>What is a security -- World of securities law -- Business context of securities law -- What can be done during Securities Act registration -- How securities are registered under the Securities Act -- Exemptions from the registration requirements -- Resales by security holders -- Liability for violation of the Securities Act -- Commission's general exemptive authority and registration and reporting under the Exchange Act -- Proxy regulation -- Tender offers -- Fraud and related issues under Rule 10b-5 and the Sarbanes-Oxley Act -- Liability for trading profits under Section 16(b) and the Sarbanes-Oxley Act -- Exchange Act regulation of the securities business -- International aspects of securities law. 
<br/><br/><label>ISBN: </label>9781599417455 (pbk. : alk. paper) 1599417456 (pbk. : alk. paper) 
<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--United States.
<br/><br/><label>LC Class. No.: </label>KF 1440  / .S64 2011