Oversight of the status of the Consolidated Audit Trail : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on examining the efforts to implement the Consolidated Audit Trail and to review elements of the CAT national market system plan necessary to the market regulatory function, October 22, 2019.
Series United States. S. hrg ; 116-113.Editor: Washington : U.S. Government Publishing Office, 2020Descripción: 1 online resource (iii, 89 pages)Tipo de contenido:- FINRA CAT -- Customer services
- FINRA CAT -- Data processing
- United States. Securities and Exchange Commission -- Data processing
- Securities -- State supervision -- United States -- Databases
- Securities -- Data processing -- State supervision -- United States
- Database security -- Government policy -- United States
- KF26 .B39 2019q
Recursos en línea:
Hearing witnesses: Shelly Bohlin, President and COO, FINRA CAT LLC, Financial Industry Regulatory Authority; Judy McDonald, Chair, CAT NMS Plan Advisory Committee; Michael J. Simon, Chairman, CAT NMS Plan Operating Committee.
| Imagen de cubierta | Tipo de ítem | Biblioteca actual | Biblioteca de origen | Colección | Ubicación en estantería | Signatura topográfica | Materiales especificados | Info Vol | URL | Copia número | Estado | Notas | Fecha de vencimiento | Código de barras | Reserva de ítems | Prioridad de la cola de reserva de ejemplar | Reservas para cursos | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Recurso en Internet | Biblioteca de Derecho Mons. Fremiot Torres Oliver Online | Y 4.B 22/3:S.HRG.116-113 (Navegar estantería(Abre debajo)) | Disponible | Y 4.B 22/I (GPO) NTE |
Total de reservas: 0
Access ID (govinfo): CHRG-116shrg39415.
GPO Cataloging Record Distribution Program (CRDP).
Includes bibliographical references.
Hearing witnesses: Shelly Bohlin, President and COO, FINRA CAT LLC, Financial Industry Regulatory Authority; Judy McDonald, Chair, CAT NMS Plan Advisory Committee; Michael J. Simon, Chairman, CAT NMS Plan Operating Committee.
Date of hearing: 2019-10-22.
Description based on online resource; title from PDF title page (govinfo, viewed Feb. 19, 2020).