The securities enforcement manual : (Registro nro. 272229)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 03256cam a2200481 a 4500 |
| 001 - CONTROL NUMBER | |
| control field | ocm36713116 |
| 003 - CONTROL NUMBER IDENTIFIER | |
| control field | OCoLC |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20180705145910.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 970401s1997 ilu 000 0 eng |
| 010 ## - LIBRARY OF CONGRESS CONTROL NUMBER | |
| LC control number | 97011812 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 1570734232 |
| International Standard Book Number | 9781570734236 |
| 029 1# - | |
| OCLC library identifier | GBVCP |
| System control number | 229480675 |
| OCLC library identifier | DEBSZ |
| System control number | 087341034 |
| 035 ## - | |
| System control number | (OCoLC)36713116 |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | PUCPR |
| Language of cataloging | eng |
| Transcribing agency | DLC |
| Description conventions | rda |
| 049 ## - LOCAL HOLDINGS | |
| Holding library | cicg |
| 050 00 - LIBRARY OF CONGRESS CALL NUMBER | |
| Classification number | KF 1439 |
| Item number | .S417 1997 |
| 082 00 - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 346.73/092 |
| Edition number | 21 |
| 084 ## - | |
| Classification number | 86.51 |
| Number source | bcl |
| 245 04 - TITLE STATEMENT | |
| Title | The securities enforcement manual : |
| Remainder of title | tactics and strategies / |
| Statement of responsibility, etc. | contributing authors, Roger M. Adelman [and others] ; edited by Richard M. Phillips. |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. | |
| Place of publication, distribution, etc. | Chicago : |
| Name of publisher, distributor, etc. | Section of Business Law, American Bar Association, |
| Date of publication, distribution, etc. | 1997. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | vii, 533 pages ; |
| Dimensions | 26 cm. |
| 336 ## - CONTENT TYPE | |
| Content type term | text |
| Content type code | txt |
| Source | rdacontent |
| 337 ## - MEDIA TYPE | |
| Media type term | unmediated |
| Media type code | n |
| Source | rdamedia |
| 338 ## - CARRIER TYPE | |
| Carrier type term | volume |
| Carrier type code | nc |
| Source | rdacarrier |
| 505 0# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Overview: The multilayered securities enforcement system / Richard M. Phillips -- SEC inspections : the preventable prelude to enforcement action / Richard D. Marshall -- SEC investigations : the heart of SEC enforcement practice / Richard M. Phillips, Glenn R. Reichardt, Michael J. Missal and Robyn J. Lipton -- Sanctions and collateral consequences : the stakes in SEC enforcement actions / Jeffrey B. Maletta and Neil S. Lang -- Settlements : minimizing the adverse effects of an SEC enforcement action / Richard M. Phillips -- Litigating SEC injunctive actions : the SEC's traditional enforcement action / Jeffrey B. Maletta -- Litigating administrative proceedings : the SEC's increasingly important enforcement alternative / Neil S. Lang and Robyn J. Lipton -- Criminal enforcement of the securities laws : a primer for the securities practitioner / Stephen W. Grafman, Roger M. Adelman and Christian E. Plaza -- Enforcement by self-regulatory organizations : a growing impact on broker-dealers and their personnel / Mahlon M. Frankhauser, Linda M. Gardner, Brian F. McNally and Leslie A. Leatherwood -- Blue sky enforcement : the increasing activism of state securities regulators / Michael J. Missal -- Common ethical issues in securities enforcement practice / Jeffrey B. Maletta -- International enforcement : enforcement actions in the global market / Charles R. Mills, Linda M. Gardner and Christian E. Plaza. |
| 610 10 - SUBJECT ADDED ENTRY--CORPORATE NAME | |
| Corporate name or jurisdiction name as entry element | United States. |
| Subordinate unit | Securities and Exchange Commission. |
| Corporate name or jurisdiction name as entry element | United States. |
| Subordinate unit | Securities and Exchange Commission. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Securities |
| Geographic subdivision | United States. |
| Topical term or geographic name entry element | Actions and defenses (Administrative law) |
| Geographic subdivision | United States. |
| Topical term or geographic name entry element | Actions and defenses (Administrative law) |
| Topical term or geographic name entry element | Securities. |
| 651 #7 - SUBJECT ADDED ENTRY--GEOGRAPHIC NAME | |
| Geographic name | United States. |
| 653 #0 - | |
| Uncontrolled term | Actions and defenses (Administrative law) |
| -- | United States |
| Uncontrolled term | Securities |
| -- | United States |
| Uncontrolled term | United States |
| -- | Securities and Exchange Commission |
| 700 1# - ADDED ENTRY--PERSONAL NAME | |
| Personal name | Adelman, Roger M. |
| Personal name | Phillips, Richard M. |
| 776 08 - | |
| Relationship information | Online version: |
| Title | Securities enforcement manual. |
| Place, publisher, and date of publication | Chicago : Section of Business Law, American Bar Association, �1997 |
| Record control number | (OCoLC)706078459 |
| 856 4# - | |
| Materials specified | Inhaltsverzeichnis |
| Uniform Resource Identifier | http://www.gbv.de/dms/sbb-berlin/229480675.pdf |
| Public note | Kostenfrei |
| 942 ## - | |
| Source of classification or shelving scheme | Library of Congress Classification |
| Koha item type | Libro |
| Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Home library | Current library | Shelving location | Date acquired | Source of acquisition | Cost, normal purchase price | Total Checkouts | Full call number | Barcode | Date last seen | Price effective from | Koha item type |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Library of Congress Classification | Biblioteca de Derecho Mons. Fremiot Torres Oliver | Biblioteca de Derecho Mons. Fremiot Torres Oliver | Colección General biblioteca derecho | 07/04/2000 | ABA | 129.15 | KF 1439 .S417 1997 | 70000000661418 | 05/07/2018 | 05/07/2018 | Libro |