Review of the commission's processes for selecting investment advisers and investment companies for examination. (Registro nro. 267275)

Detalles MARC
000 -LEADER
fixed length control field 01559nam a2200385 i 4500
001 - CONTROL NUMBER
control field on1004673312
003 - CONTROL NUMBER IDENTIFIER
control field OCoLC
005 - DATE AND TIME OF LATEST TRANSACTION
control field 20171024084519.0
006 - FIXED-LENGTH DATA ELEMENTS--ADDITIONAL MATERIAL CHARACTERISTICS
fixed length control field m o d f
007 - PHYSICAL DESCRIPTION FIXED FIELD--GENERAL INFORMATION
fixed length control field cr bn||||a||||
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field 170925s2009 dcu o f000 0 eng c
040 ## - CATALOGING SOURCE
Original cataloging agency GPO
Language of cataloging eng
Description conventions rda
-- pn
Transcribing agency GPO
Modifying agency MvI
042 ## -
Authentication code pcc
043 ## -
Geographic area code n-us---
074 ## -
GPO item number 0904-A-04 (online)
086 0# -
Classification number SE 1.42:470
099 ## -
Classification number SE 1.42:470
110 1# - MAIN ENTRY--CORPORATE NAME
Corporate name or jurisdiction name as entry element United States.
Subordinate unit Securities and Exchange Commission.
-- Office of Audits,
Relator term author.
245 10 - TITLE STATEMENT
Title Review of the commission's processes for selecting investment advisers and investment companies for examination.
260 ## - PUBLICATION, DISTRIBUTION, ETC.
Place of publication, distribution, etc. Washington, D.C. :
Name of publisher, distributor, etc. U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits,
Date of publication, distribution, etc. 2009.
300 ## - PHYSICAL DESCRIPTION
Extent 1 online resource (57 pages)
336 ## - CONTENT TYPE
Content type term text
Content type code txt
Source rdacontent
337 ## - MEDIA TYPE
Media type term computer
Media type code c
Source rdamedia
338 ## - CARRIER TYPE
Carrier type term online resource
Carrier type code cr
Source rdacarrier
500 ## - GENERAL NOTE
General note "Report No. 470."
General note "Public redacted version."
General note "November 19, 2009."
General note CRDP Program record.
588 ## -
Source of description note Description based on online resource; title from PDF title page (OCIE, viewed Sept. 25, 2017).
600 10 - SUBJECT ADDED ENTRY--PERSONAL NAME
Personal name Madoff, Bernard L.
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element Ponzi schemes
Geographic subdivision United States.
Topical term or geographic name entry element Securities fraud
Geographic subdivision United States.
Topical term or geographic name entry element Investment advisors
General subdivision Corrupt practices
Geographic subdivision United States.
610 10 - SUBJECT ADDED ENTRY--CORPORATE NAME
Corporate name or jurisdiction name as entry element United States.
Subordinate unit Securities and Exchange Commission.
-- Office of Compliance Inspections and Examinations
General subdivision Evaluation.
856 40 -
Uniform Resource Identifier https://purl.fdlp.gov/GPO/gpo85065

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