The SEC's best interest proposal for advice given by broker-dealers /
Shorter, Gary W.,
The SEC's best interest proposal for advice given by broker-dealers / Securities and Exchange Commission's best interest proposal for advice given by broker-dealers Gary Shorter. - [Library of Congress public edition]. - 1 online resource. - Report / Congressional Research Service ; IF11073 . - CRS report ; IF11073. .
The CRS report home page provides access to all versions published since 2018 in accordance with P.L. 115-141. GPO Cataloging Record Distribution Program (CRDP).
Report includes bibliographical references.
2020231697
United States. Securities and Exchange Commission.
Securities--United States.
Stock exchanges--United States.
Stockbrokers--United States.
0807-A-07 (online)
LC 14.23:IF 11073/
The SEC's best interest proposal for advice given by broker-dealers / Securities and Exchange Commission's best interest proposal for advice given by broker-dealers Gary Shorter. - [Library of Congress public edition]. - 1 online resource. - Report / Congressional Research Service ; IF11073 . - CRS report ; IF11073. .
The CRS report home page provides access to all versions published since 2018 in accordance with P.L. 115-141. GPO Cataloging Record Distribution Program (CRDP).
Report includes bibliographical references.
2020231697
United States. Securities and Exchange Commission.
Securities--United States.
Stock exchanges--United States.
Stockbrokers--United States.
0807-A-07 (online)
LC 14.23:IF 11073/