Putting investors first? :
Putting investors first? : examining the SEC's best interest rule : hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, March 14, 2019.
Examining the SEC's best interest rule
- v, 179 pages ; 24 cm
Shipping list no.: 2020-0009-P. "Serial no. 116-10." GPO Cataloging Record Distribution Program (CRDP).
Includes bibliographical references.
Microfiche.
[Washington, D.C.] :
U.S. Government Printing Office,
[2019]
2 microfiche : negative.
United States. Securities and Exchange Commission --Rules and practice.
Securities--United States.
Stockbrokers--Law and legislation--United States.
Consumer protection--Law and legislation--United States.
Investments--Law and legislation--United States.
Legislative hearings.
1013-D (MF)
Y 4.F 49/20:116-10
Shipping list no.: 2020-0009-P. "Serial no. 116-10." GPO Cataloging Record Distribution Program (CRDP).
Includes bibliographical references.
Microfiche.
[Washington, D.C.] :
U.S. Government Printing Office,
[2019]
2 microfiche : negative.
United States. Securities and Exchange Commission --Rules and practice.
Securities--United States.
Stockbrokers--Law and legislation--United States.
Consumer protection--Law and legislation--United States.
Investments--Law and legislation--United States.
Legislative hearings.
1013-D (MF)
Y 4.F 49/20:116-10