Putting investors first? :

Putting investors first? : examining the SEC's best interest rule : hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, March 14, 2019. Examining the SEC's best interest rule - 1 online resource (v, 179 pages)

"Serial no. 116-10." CRDP Program record.

Includes bibliographical references.


United States. Securities and Exchange Commission --Rules and practice.


Securities--United States.
Stockbrokers--Law and legislation--United States.
Consumer protection--Law and legislation--United States.
Investments--Law and legislation--United States.


Legislative hearings.

1013-E (online)

Y 4.F 49/20:116-10

Serial no. 116-10 (United States. Congress. House. Committee on Financial Services)
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