Office of Compliance Inspections and Examinations' management of investment adviser examination coverage goals.

Office of Compliance Inspections and Examinations' management of investment adviser examination coverage goals. - 1 online resource (iv, 25 pages). - Report ; no. 533 . - Report (United States. Securities and Exchange Commission. Office of Audits) ; no. 533. .

"March 10, 2016." Includes tables. CRDP Program record.

Includes bibliographical references.


United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations --Auditing.


Investment advisors--Management--Auditing.--United States

0904-A-04 (online)

SE 1.42:533
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