Oversight of the Financial Industry Regulatory Authority :

Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, September 7, 2017. - 1 online resource (v, 55 pages)

"Serial no. 115-39." CRDP Program record.

Includes bibliographical references.


Financial Industry Regulatory Authority.


Securities industry--Self-regulation--United States.


Legislative hearings.

KF27 / .B516 2018

1013-E (online)

Y 4.F 49/20:115-39

Serial no. 115-39 (United States. Congress. House. Committee on Financial Services)
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