Oversight of the Securities Investor Protection Corporation :
Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.
- 1 online resource (iii, 81 pages).
- S. hrg. ; 114-163 .
- United States. Congress. Senate. S. hrg. ; 114-163. .
Paper version available for sale by the Superintendent of Documents, U.S. Government Publishing Office. CRDP Program record.
Includes bibliographical references.
Securities Investor Protection Corporation--Management.
Securities fraud--Prevention.--United States
Investment advisors--Government policy--United States.
Stockbrokers--Government policy--United States.
Legislative hearings.
KF26 / .B3956 2015d
1035-E (online)
Y 4.B 22/3:S.HRG.114-163
Paper version available for sale by the Superintendent of Documents, U.S. Government Publishing Office. CRDP Program record.
Includes bibliographical references.
Securities Investor Protection Corporation--Management.
Securities fraud--Prevention.--United States
Investment advisors--Government policy--United States.
Stockbrokers--Government policy--United States.
Legislative hearings.
KF26 / .B3956 2015d
1035-E (online)
Y 4.B 22/3:S.HRG.114-163